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Jun 30 2010
H-1B Fiscal Year 2011 Cap Count
NOTE: Information about the H-2B cap count has been moved and can now be found
at www.uscis.gov/h-2b_count
The H-1B Program
U.S. businesses use the H-1B program to employ foreign workers in specialty occupations that
require theoretical or technical expertise in specialized fields, such as scientists, engineers, or
computer programmers.
For more information about the H-1B program, see the link to the left under temporary workers for
H-1B Specialty Occupations, DOD Cooperative Research and Development Project Workers, and
Fashion Models.
How USCIS Determines if an H-1B Petition is Subject to the FY 2011
Cap
We use the information provided in Part C of the H-1B Data Collection and Filing Fee Exemption
Supplement (Form I-129, pages 14 through 15) to determine whether a petition is subject to the
65,000 H-1B numerical limitation (the “cap”). Some petitions are exempt from the cap under the
advanced degree exemption provided to the first 20,000 petitions filed for a beneficiary who has
obtained a U.S. master’s degree or higher.
FY 2011 H-1B Cap Count
Cap Type Cap Amount Cap Eligible
Petitions
Petition Target
Date of Last
Count
H-1B
Regular
Cap
65,000 23,500 6/25/2010
H-1B
Master’s
Exemption
20,000 10,000 6/25/2010
Cap Eligible Petitions
This is the number of petitions that USCIS has accepted for this particular type of cap. It includes
cases that have been approved or are still pending. It does not include petitions that have been
denied.
Petition Target
This is the number of petitions that USCIS projects it will need for the cap to be met.
Cap Amounts
The current annual cap on the H-1B category is 65,000. Not all H-1B nonimmigrants are subject to
this annual cap. Please note that up to 6,800 visas may be set aside from the cap of 65,000
during each fiscal year for the H-1B1 program under the terms of the legislation implementing the
U.S.-Chile and U.S.-Singapore Free Trade Agreements. Unused numbers in this pool are made
available for H-1B use for the next fiscal year.
H-1B Department of Defense (DOD) Cooperative Research Project
Workers Count
Regulations allow for no more than 100 aliens to be admitted as an H-1B nonimmigrant
performing services related to a DOD cooperative research and development project or
coproduction project in the United States at any one time. See 8 CFR 214.2(h)(8)(B). As of June
15, 2010, the count for this category of H-1B nonimmigrants is 5.
When to File an FY 2011 H-1B Cap-Subject Petition
We began accepting H-1B petitions on April 1, 2010 that are subject to the FY 2011 cap. Petitions
subject to the FY 2011 cap must request a start date on or after October 1, 2010, the first day of the
fiscal year. You may file an H-1B petition no more than 6-months in advance of the requested start
date.
Note: If you request a start date for a FY 2011 cap-subject H-1B petition that is prior to Oct. 1,
2010, your petition will be rejected.
How to Ensure USCIS Considers Your H-1B Cap-Subject Petition Properly Filed
Please comply with the following to ensure that your petition is properly filed:
Complete all sections of the Form I-129 petition, including the H Classification Supplement to
Form I-129 (pages 8 and 9 of Form I-129) and the H-1B Data Collection and Filing Fee
Exemption Supplement (pages 13 through 15).
Original signatures, preferably in blue ink, are required on each form.
Include a signed check or money order with the correct fee amount.
Ensure that all required documentation and evidence is submitted with the petition at the time
of filing.
Note: It is your responsibility to ensure that Form I-129 is completed accurately. Failure to
Related Links
USCIS to Accept H-1B Petitions
for Fiscal Year 2011 Beginning
April 1, 2010
Petitioners are Remi...
H-1B Specialty Occupations,
DOD Cooperative Research
and Development Project
Workers, and Fashion Models
Premium Processing
More Information
USCIS Continues to Accept FY
2011 H-1B Petitions
USCIS Reminds Petitioners to
Provide Approved Labor
Condition Applications
Employ American Workers Act
(EAWA) and H-1B Petitions
Forms
I-129, Petition for a
Nonimmigrant Worker
Form M-735, Optional
Processing Worksheet for H-1B
Filings ( PDF)
Employment Based Forms
Other USCIS Links
TITLE 8 CODE OF FEDERAL
REGULATIONS (8 CFR)
Public Releases: Visas: H-1B
Numerical Limitation Exemption
for H Nonimmigrants Employed
in the CNMI and Guam ( PDF)
Non-USCIS Links
U.S. Department of Labor:
Foreign Labor Certification
Department of State: Visa
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complete Form I-129 with the correct information and provide the required fees or documentation
may result in the rejection or denial of the H-1B petition.
Additionally, be sure to file the petition at the correct USCIS Service Center. We will reject all H-1B
petitions filed at the wrong location. See section below on “Where to Mail Your H-1B Cap-Subject
Petition.”
Additional Documents Required With Your Petition
Labor Condition Application (LCA)
You must submit a Department of Labor (DOL) certified LCA (Form ETA 9035) at the time of filing
your petition. A copy of the LCA is acceptable.
Note: USCIS encourages petitioners to keep DOL LCA processing times in mind when preparing
the H-1B petition and plan accordingly. If the LCA certified by DOL is for multiple positions, provide
the name and USCIS case receipt number of any alien who has previously utilized it.
Petitioners should ensure that they have signed the LCA prior to it being submitted.
Please see Department of Labor’s Office of Foreign Labor Certification website for further
information on the LCA process.
Evidence of Beneficiary’s Educational Background
You must submit evidence of the beneficiary’s educational degree at the time of filing. If all of the
requirements for the degree have been met, but the degree has not yet been awarded, the
following alternate evidence may be submitted:
A copy of the beneficiary’s final transcript; or
A letter from the Registrar confirming that all of the degree requirements have been met (if the
educational institution does not have a Registrar, such letter must be signed by the person in
charge of the educational records where the degree will be awarded).
A Duplicate Copy of the H-1B Petition
You must submit a duplicate copy of your H-1B petition at the time of filing only if the beneficiary
will be seeking nonimmigrant visa issuance abroad. USCIS will not make a second copy if one is
not provided.
You may also choose to submit a duplicate copy of the petition if the beneficiary is requesting a
change of status to H-1B or an extension of stay in case the beneficiary later decides to seek visa
issuance abroad or the H-1B petition is approved but the beneficiary’s concurrent change of
status or extension of stay request is denied.
Review the Department of State website to make sure that the consulate indicated on Form I-129
is able to process the beneficiary’s nonimmigrant visa application and for any other consulatespecific
special instructions.
Where to Mail Your H-1B Cap-Subject Petition
You must file your petition at the correct Service Center depending on your jurisdiction. We have
established specific mailing addresses for purposes of identification and processing of H-1B
cap-subject cases.
To determine which jurisdiction you are in, see the link to the right for H-1B filing locations.
Note: A separate mailing address has been established for certain types of educational or
nonprofit organizations which file H-1B petitions on behalf of beneficiaries that are not counted
against the H-1B numerical limitations.
Please read the filing instructions very carefully. If you file your petition incorrectly, we will reject it.
Rejected petitions will not retain a filing date.
Required Fees
There are different fees depending on the type of H-1B petition you are submitting. Please refer to
Fee Exemption and/or Determination (page 14 of Form I-129) for detailed instructions on fees.
The following fees may be required with a cap-subject petition:
Base filing fee:
$320
American Competitiveness and Workforce Improvement Act of 1998 (ACWIA) fee (see H-1B
Data Collection and Filing Fee Exemption Supplement, Part B):
$750 for employers with 1 to 25 full-time equivalent employees, unless exempt
$1,500 for employers with 26 or more full-time equivalent employees, unless exempt
Fraud Prevention and Detection fee
$500 to be submitted with the initial H-1B petition filed on behalf of each beneficiary by a
petitioner (does not apply to Chile/Singapore H-1B1 petitions)
Premium Processing fee
$1,000 for employers seeking Premium Processing Service
Checks: Make checks payable to the Department of Homeland Security or U.S. Citizenship and
Immigration Services, dated within the last 6-months, and include the proper guarantee amount
and signature.
Money Orders: Money orders must be properly endorsed.
Non-payable Checks or Other Financial Instruments
USCIS will reject all applications or petitions submitted with the incorrect filing fee. Rejected
petitions and petitions in which the check or other financial instrument used to pay the filing fee is
returned as non-payable will not retain a filing date. See 8 CFR 103.2(a)(7)(i).
While petitioners are generally provided the opportunity to correct a fee deficiency, pursuant to the
regulations, the filing date is not established until and unless the fee deficiency has been
corrected. H-1B cap-subject petitions with non-payable fees will be given a new filing date the day
the fee deficiency has been corrected, as long as the cap has not been met. If the new filing date
is after the cap has been met, the petition will be rejected.
Premium Processing Service
H-1B petitions are eligible for the Premium Processing Service. Petitioners may choose to file a
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Request for Premium Processing Service (Form I-907) to have their petition adjudicated within 15
calendar days. To request premium processing submit
the Form I-907 and
the filing fee of $1,000 (this fee is in addition to the required base filing and other applicable
fees and cannot be waived).
You can file the Form I-907 and corresponding fee
at the same time as Form I-129 or
at any time after you file Form I-129 while it is still pending.
If filed after the Form I-129, be sure to include the receipt number (e.g., EAC 10 123 51234) of the
Form I-129 in the pertinent section of Form I-907.
Please see the link to the right for more information concerning the Premium Processing
program.
Organizing your H-1B package
Clearly label all H-1B cap cases, preferably in red ink, on the top margin of Form I-129. Use the
following codes
Regular Cap (65,000 regular cap cases, not including Chile/Singapore cap cases)
C/S Cap (Chile/Singapore H-1B1s)
U.S. Master’s (20,000 exemption for beneficiaries with U.S. master’s or higher degrees)
A separate check for each applicable filing fee (Form I-129, Premium Processing, Fraud Fee,
and/or ACWIA fee) is preferred. Applicable fees should be stapled to the bottom right corner of the
top document.
Preferred order of documents at time of submission
Form I-907 (if filing for Premium Processing Service)
Form G-28 (if represented by an attorney or accredited representative)
Form I-129, Petition for a Nonimmigrant Worker
H Classification Supplement to Form I-129
H-1B Data Collection and Filing Fee Exemption Supplement
All supporting documentation to establish eligibility
Provide a Table of Contents for supporting documentation
Tab items as listed in Table of Contents
Arrival-Departure Record (Form I-94) if the beneficiary is in the U.S.
SEVIS Form I-20 if the beneficiary is a current or former F-1 student or F-2 dependent
SEVIS Form DS-2019 if the beneficiary is a current or former J-1 or J-2
Form I-566 if the beneficiary is a current A or G nonimmigrant
DOL certified LCA, Form ETA 9035
Employer/attorney/representative letter(s)
Other supporting documentation.
Duplicate copy of the petition, if necessary. Clearly identify the duplicate copy of the petition as
“COPY”, so that it is not mistaken for a duplicate filing.
How to mail multiple petitions together
If multiple petitions will be included in the same courier service or Post Office package, please
place individual petitions into separate envelopes within the package. Individual petition
envelopes should be marked with the following labels to reference the type of petition
Master’s Premium
Master’s
Regular Premium
Regular
Chile/Singapore
Filing Tips: Form G-28, Notice of Entry of Appearance as Attorney
or Representative
Use if the petitioner will be represented by an attorney or other accredited representative
Complete all sections of the form accurately
Include the printed name and signature of the representative, preferably in blue ink
Include the original signature of the petitioner, preferably in blue ink
Form I-129, Petition for a Nonimmigrant Worker
Complete all sections of the form accurately.
Ensure that the petition is properly signed. Please see the Related Links section for more
information on properly signing the petition.
Ensure the beneficiary’s name is spelled properly and that his/her date of birth is displayed in
the proper format (mm/dd/yyyy). Also, review that the country of birth/citizenship and the I-94
number (if applicable) is accurate.
If the beneficiary will ultimately be seeking issuance of a visa at a consular office abroad,
include a copy of the petition and supporting documentation should be included with the
filing. For cases where the beneficiary will be seeking a change of status or extension of stay
in the United States, you may provide a copy is suggested, but it is not required.
If the beneficiary is seeking an extension or change of status, the petition should include
evidence (e.g. Form I-94 or Form I-797 approval notice) to establish that the beneficiary will
have maintained a valid nonimmigrant status through the employment start date being
requested.
Provide a copy of the beneficiary’s valid passport.
H Classification Supplement to Form I-129 (pages 8 and 9 of Form I-
129)
Complete all sections of the form accurately.
In listing previous periods of stay in H/L classification (question 3), include the actual
nonimmigrant classification held (e.g. H-1B or L-1).
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Petitioner must sign the form, preferably in blue ink.
H-1B Data Collection and Filing Fee Supplement form (pages 13
through 15 of Form I-129)
Complete all sections of the form accurately.
Enclose page 13 of the Form I-129 (with a revision date of March 11, 2009 or later) and
answer question 1d in Part A if you are using a version of Form I-129 with a revision date prior
to March 11, 2009.
Be sure to answer appropriately in Part A, question 5 and Part C, question 7 if the beneficiary
has earned a master’s degree or higher from a U.S. educational institution.
Part C, question 6 is not relevant if the petition does not involve a change of employer. Thus,
please answer “no” or provide an “N/A” in the margin of the form to the left of the question.
Petitioner must sign the form, preferably in blue ink.
Form I-907, Request for Premium Processing
Complete all sections of the form accurately with original signatures. We will now only accept
the 8/10/09 edition of Form I-907.
The representative should sign in both Parts 3 and 4 of the Form I-907 if there is a valid Form
G-28 with the filing. Otherwise, the petitioner’s signature is required. Preferably, the
signature(s) should be in blue ink.
Include a copy of the Form I-129 receipt notice along with the Form I-907 when Form I-907 is
filed after the filing of Form I-129.
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